Course Overview

Who should enrol?

This is a Basic to Advanced Course.

  • Back Office Staff

  • Audit staff

  • Company Secretaries

  • Complaince Teams

  • Credit, Legal and Senior Dealers

Topics covered

  • The Basel Agreements

  • Determining how much Capital - Internal Capital Adequacy Assessment Process (ICAAP)

  • Enterprise Risk Management

  • Case Studies

    How does Basel impact Banks?

  • Basel and Liquidity

  • Basel and Credit Risk

  • Leverage, Market and Operational Risk

Course curriculum

    1. Introduction and overview

    2. Introduction | Overview | Course material

    1. Introduction and risk appetite

    2. Basel agreements, progress and a simplified balance sheet

    3. Basel III - CRD IV

    4. Overview of IFRS9

    5. Dunbar case study

    1. Three versions of capital

    2. Capital Adequacy Ratio and risk weighted assets

    3. The three pillar approach

    4. ICAAP

    5. ICAAP supervisory framework

    1. ICAAP and ERM

    2. ERM

    1. Basel III identified weaknesses

    2. Basel accords overview

    3. Capital Adequacy Ratio

    4. Leverage Ratio

    5. Basel III capital ratios

    6. Common equity tier 1 and 2 capital

    7. Summary of equity tier 1 and 2 capital

    8. Liquidity under Basel III

    1. How does Basel impact banks (a practical example)

    2. How does Basel impact banks (other impacts)

    3. Dunbar Bank balance sheet and exercise

    4. Dunbar Bank exercise solution

About this course

  • 47 lessons
  • 8 hours of video content

Instructor

Who you will learn with

Mark Andrews

Course Director

After a highly successful “fast track” career in risk management in Lloyds Bank which led him to very senior management at an early age, Our expert course presenter was then “head hunted” to join a merchant bank at main board director level to head the risk management function. Mark now has over 40 years’ experience in managing risk in the UK banking and financial services sector.
Mark has been a freelance risk management training consultant since retiring and is currently an external Master Trainer at both HSBC and Bank of China where he has delivered major projects on a wide range of topics. At HSBC he helped design their global flagship Risk Management Program for senior middle managers and has delivered this globally for the past 5 years. He has also created and delivered training to a vast range of clients, from global giants to small firms and partnerships. He is an accomplished global trainer and has delivered extensive programs in the UK, USA, South America, Europe, Africa, Asia and the Middle East.

Discover your potential, starting today

Enroll today